About Us

Insight Regulatory LLP was set up by Lesley Kumar and Palvinder Gill in 2018 to provide clients with practical, pragmatic and effective compliance, risk and prudential regulatory advice based on over 50 years of combined experience as regulators and in-house experts in their fields.

Team

Meet the Team

Meet the Team behind Insight Regulatory

Lesley Kumar

Lesley is a senior compliance professional with over 25 years experience, the last 17 of which were at Bank of America Merrill Lynch (BAML). As EMEA Head of Compliance she had responsibility for the full spectrum of wholesale investment banking products, the compliance functions throughout EMEA, Latin America and Canada and holding the prescribed responsibilities for Global Financial Crime Compliance.

Lesley can assist clients in dealing with: governance, compliance and conduct issues such as: compliance and conduct risk frameworks and strategies; managing regulatory changes; SMCR issues; and regulatory coaching and mentoring senior managers.

Palvinder Gill

Palvinder is a regulatory consultant with over 20 years of experience in the field of financial services regulation and risk management, including time as a policy maker at the Bank of England and Financial Services Authority; a regulatory consultant at Ernst & Young; and in-house regulatory capital adviser at Credit Suisse, Macquarie Group, Morgan Stanley, Nomura and Wells Fargo.

Pal can assist clients on a broad range of areas including: authorisations; prudential capital advisory; ICARAs, ICAAPs; ILAAPs; Recovery Plans; and Wind Down Plans.

Our Mission

Insight has a strong bench of Associates who add their experience and expertise to Insight’s offering. All our team members have extensive regulatory and in house experience at a range of firms. If you have a regulatory or risk management problem, the Insight team are cost effective problem-solvers who can help with your specific issue.

Why choose Insight?

Experience

We have deep expertise developed at regulators and at some of the largest financial institutions in the world.

Excellence

We put our clients first and we do the right thing first time because we listen to their actual needs and we do the work.

Execution

We deliver tangible outcomes for our clients by solving their regulatory problems and helping them maintain good relationships with their regulators.

Integrity

We observe high ethical standards and always give our best to our clients.

Innovation

We are building our experience and expertise into regtech solutions that save our clients time and money.

Insight

We bring all our experience and expertise to bear to help our clients.

Contact

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